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Today's Briefing

Today's Briefing

July 23, 2008

Published by RR Donnelley
Editorial Content by West Legalworks
Blake Bell, Editor in Chief

Click Here For an Archive of "What's New on the SEC Web Site?"

July 23, 2008, Wednesday at 3:26 AM

SEC Homepage
Harvested from: www.sec.gov

  1. SEC Charges Ann Arbor-Based Company, Former Executive With Accounting Fraud (July 22, 2008)
    Harvested from
    http://www.sec.gov/news/press/2008/2008-147.htm

  2. SEC Alerts Compliance Officers (July 22, 2008)
    Harvested from
    http://www.sec.gov/news/press/2008/2008-146.htm

Other Commission Orders and Notices
Harvested from: www.sec.gov/rules/other.shtml

  1. Comments on SEC's Amendment to Emergency Short-Sale Order (July 22, 2008)
    Harvested from
    http://www.sec.gov/comments/s7-20-08/s72008.shtml

The SEC News Digest
Harvested from: www.sec.gov/news/digest.shtml

  1. July 22, 2008 issue (dig072208.htm)
    Harvested from
    http://www.sec.gov/news/digest/2008/dig072208.htm

2008 Press Releases
Harvested from: www.sec.gov/news/press.shtml

  1. SEC v. Scott Hirth, et al., Litigation Release No. 20650 (July 22, 2008)
    Harvested from
    http://www.sec.gov/litigation/litreleases/2008/lr20650.htm

Commission Speeches and Public Statements
Harvested from: www.sec.gov/news/speech.shtml

  1. Speech by SEC Commissioner Atkins:  Shareholder Rights, the 2008 Proxy Season, and the Impact of Shareholder Activism (July 22, 2008)
    Harvested from
    http://www.sec.gov/news/speech/2008/spch072208psa.htm

  2. Published "Op-Ed" Piece from Investor's Business Daily by SEC Chairman:  Naked Short Selling Is One Problem a Slumping Market Shouldn't Have (July 18, 2008)
    Harvested from
    http://www.sec.gov/news/speech/2008/spch071808cc.htm

Litigation Releases
Harvested from: www.sec.gov/litigation/litreleases.shtml

  1. SEC v. One Equity Corp., et al., LR-20652 (July 22, 2008)
    Harvested from
    http://www.sec.gov/litigation/litreleases/2008/lr20652.htm

  2. SEC v. HCC Insurance Holdings, et al., LR-20651 (July 22, 2008)
    Harvested from
    http://www.sec.gov/litigation/litreleases/2008/lr20651.htm

  3. Complaint in the Above-Referenced Matter
    Harvested from
    http://www.sec.gov/litigation/complaints/2008/comp20651.pdf

  4. Complaint in SEC v. Scott Hirth, et al.
    Harvested from
    http://www.sec.gov/litigation/complaints/2008/comp20650.pdf

Administrative Proceedings
Harvested from: www.sec.gov/litigation/admin.shtml

  1. In the Matter of K-2 Logistics.com, Inc., et al., 34-58202 (July 22, 2008)
    Harvested from
    http://www.sec.gov/litigation/admin/2008/34-58202.pdf

 

Division of Trading and Markets Exemptive Orders and Exemptive, Interpretive, and No-Action Letters

  1. TIAA-CREF, May 2, 2008

 

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

  1. CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange’s Automated Improvement Mechanism Until July 18, 2009 (Release No. 34-58200, File No. SR-CBOE-2008-77)
     
  2. Amex: Order Approving a Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers (Release No. 34-58199, File No. SR-Amex-2008-44)
     
  3. ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program (Release No. 34-58197, File No. SR-ISE-2008-60)
     
  4. CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange’s Automated Improvement Mechanism Until July 18, 2009 (Release No. 34-58196, File No. SR-CBOE-2008-76)
     
  5. BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows No Minimum Size Order Requirement and Certain Premature Terminations under the Price Improvement Period Process on the Boston Options Exchange Facility Until November 18, 2008 (Release No. 34-58195, File No. SR-BSE-2008-39)